Finreg Partners

Comprehensive regulatory guidance and forward-thinking solutions.

Services

Finreg Partners provides on-the-ground, practical experience in regulatory compliance, risk management, and strategy consulting for the banking, Fintech and financial services industries.

Innovating through Efficiency

We believe in working responsibly. That delivering meaningful impact and measurable results is fundamental.

Grounded in our collective experience as former consultants, in-house counsel, and regulators, Finreg Partners combines law and industry expertise to deliver unparalleled capabilities without the big-firm markup. We share an entrepreneurial passion for transforming businesses, leading strategic change, and designing forward thinking solutions that meet the unique needs of our clients.

Our Approach

Collaboration is a core ethos of Finreg Partners. We help clients to implement the necessary controls to manage complex regulatory requirements across their operations. We are performance driven and solutions-focused. As former in-house counsel, CCOs, and industry experts with 10 to 20 years of hands-on experience, we are proven problem solvers who understand the bottom line. By delivering functional expertise, instant agility, and completely robust, end-to-end solutions, we can make an incredible impact on your business.

  • Sectors

    • Financial Services Companies
    • Banks and Credit Unions
    • Fintech Companies
    • Marketplace Lenders
    • Payday Lenders
    • Payment Processors
    • Alternative Data Providers
    • Lead Aggregators

  • Regulatory Compliance

    • Program design and development
    • Policies and procedures
    • Monitoring and reporting
    • Review and Testing
    • Remediation
    • Customized training design and delivery
    • Internal Audits, Independent Reviews, Gap Analysis

  • Risk Management

    • Credit, Capital, Liquidity, Compliance, Operational, and Counterparty Risk
      Risk Analytics, Governance, and Reporting
    • Baseline Reviews
    • Fintech Companies
    • BSA and Payments Audits
    • Third-Party Risk Management
    • Vendor Due Diligence

  • Strategic Planning

    • Safety and Soundness Standards
    • Bank/Non-Bank Relationships
    • Strategy Development
    • Financial modeling and Stress Testing

  • Specialized Expertise

    • Fintech
    • Blockchain
    • Consumer Finance
    • Global Financial Crimes Compliance
    • Mortgage Operational Compliance
    • Internal Audit Assistance and Assessments
    • BSA and Payments Audits